Icw Investment Advisors, LLC is a large advisory firm based in Scottsdale. It manages $162.2 million of regulatory assets for 222 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, Delaware, Florida, Louisiana, and Texas.
Icw Investment Advisors provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Icw Investment Advisors, LLC is $162.2 million. The firm's AUM has grown by 71% since the beginning of its operation, and $300 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Icw Investment Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Icw Investment Advisors is high net worth individuals with 53 clients and $147.1 million of assets under management. Among the 12 most similar advisory firms, Icw Investment Advisors has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $162.2 million for 74 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Icw Investment Advisors doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Philip David Drake has served as the Chief Investment Officer since 1 Aug 2005. Jennifer Jill Rossi joined the executive team most recently as the Vice President, Chief Administrative Officer.
The principal office where Icw Investment Advisors, LLC performs its advisory services is located at 16427 North Scottsdale Road, Scottsdale, AZ 85254 1595, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 480-951-2900 or by fax 480-951-2922. The normal business hours are by appointment only on Monday - Friday. You can find more information about the New York firm at intelligentcapitalworks.com.