Structured Portfolio Management LLC (Stamford)

Structured Portfolio Management LLC is a large advisory firm based in Stamford. It manages $614.68 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Structured Portfolio Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Structured Portfolio Management: assets under management

The assets under management (AUM) of Structured Portfolio Management LLC is $614.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1631% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $614.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $204.89 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Structured Portfolio Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Structured Portfolio Management LLC

Jenelle Scanlon joined the executive team most recently as the Compliance Officer/Assistant Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Ian Brownstein	Chief executive officer	1 Mar 1997	25% - 50%	4364423
Christopher Russell	Chief operating officer	1 Mar 1997	Other	4364432
L.L.C. Upper Shad Associates	Member/manager	1 Mar 1997	50% - 75%	13-3921476
Yong Liu	Sr. vice president - mortgage	1 Jun 1997	Other	4364438
Ronald Warren Sellers	Member of management committee	1 Jan 2000	Other	1474762
William Sydney Cook	Member of management committee	1 Jan 2000	Other	2895859
L.L.C. Atlantic Asset Management	Owner/member/manager	1 Jan 2000	25% - 50%	22-3484717
Inc. Aegon Usa Investment Management	Member/manager	1 Jan 2000	Other	42-1333264
Monumental Life Insurance Company	Member/manager	1 Jan 2000	Other	42-1333264
Jeffrey Kong	Sr. vice president - trading	1 Mar 2000	Other	1653091
Jenelle Scanlon	Compliance officer/assistant vice president	1 Mar 2004	Other	4761996

Indirect Owners

The SEC currently registers 19 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ronald Warren Sellers	President, ceo, principal management, member	1 Jun 1996	25% - 50%	1474762
Donald Ian Brownstein	Managing member	1 Oct 1996	50% - 75%	4364423
Ibj Whitehall Bank & Trust Company	Member/shareholder	1 Jul 1999	25% - 50%	13-5375195
Ltd. Industrial Bank Of Japan	100% owner of ibj whitehall bank & trust company	1 Jul 1999	75% - 100%	00-0000000
Inc. Mizuho Holdings	100% owner of industrial bank of japan, ltd.	1 Jul 1999	75% - 100%	00-0000000
Mizuho Corporate Bank (Usa)	Owner	1 Jul 1999	75% - 100%	xxx-xx-xxxx
Mizuho Corporate Bank Ltd.	Owner	1 Jan 2001	75% - 100%	xxx-xx-xxxx
Inc. Mizuho Holdings	Owner	1 Jan 2001	75% - 100%	xxx-xx-xxxx
Inc. Mizuho Financial Group	Owner	1 Jan 2001	75% - 100%	xxx-xx-xxxx
Lp Putnam Lovell Equity Partners	Owner	1 Jun 2003	25% - 50%	95-4802256
Putnam Lovell Equity Advisors Llc	General partner	1 Jun 2003	Other	95-4802253
Services Depot Cdpq Us Inc	Limited partner	1 Jun 2003	25% - 50%	00-0000000
Pf Insurance Company	Limited partner	1 Jun 2003	25% - 50%	39-0989781
Putnam Lovell Capital Partners Inc.	Managing member	1 Jun 2003	75% - 100%	95-4653753
Putnam Lovell Group Inc.	Sole shareholder	1 Jun 2003	75% - 100%	95-3283346
National Bank Of Canada	Sole shareholder	1 Jun 2003	75% - 100%	00-0000000
Caisse Depot El Placement Du Quebec	Shareholder	1 Jun 2003	75% - 100%	00-0000000
Aegon Usa Inc.	Shareholder	1 Jun 2003	75% - 100%	42-1310237
Aegon N.V.	Shareholder	1 Jun 2003	75% - 100%	00-0000000

Based in Stamford

The principal office where Structured Portfolio Management LLC performs its advisory services is located at Clearwater House, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-351-2870 or by fax 203-351-2879. The normal business hours are 8:00am-6:00pm on Monday - Friday.