Chicago Pacific Capital, L.P. (Chicago)


Chicago Pacific Capital, L.P. is a large advisory firm based in Chicago. It manages $652.97 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California and Illinois.

Chicago Pacific Capital provides portfolio management for pooled investment vehicles and portfolio company management services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Chicago Pacific Capital: assets under management

The assets under management (AUM) of Chicago Pacific Capital, L.P. is $652.97 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 407% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $652.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $93.28 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chicago Pacific Capital, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Chicago Pacific Capital serves?

The only and largest group of clients of Chicago Pacific Capital is pooled investment vehicles with 7 clients and $652.97 million of assets under management. Among the 6 most similar advisory firms, Chicago Pacific Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $652.97 million for 7 clients. None of the firm’s clients are foreign persons or businesses.

Chicago Pacific Capital also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Chicago Pacific Capital, L.P.

The company employs 17 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Chicago Pacific Management Gp General partner 1 Apr 2014 Other 47-1009624
Mary Ann Tolan Limited partner 1 Apr 2014 25% - 50% 6393131
Lawrence Bacon Leisure Limited partner 1 Apr 2014 25% - 50% 306217
Vance Keiran Vanier Limited partner 1 Apr 2014 25% - 50% 6393134
Matthew Paul Doyle Chief compliance officer 1 Aug 2014 Other 2364096
Michael John Wilson Chief compliance officer & chief financial officer 1 Oct 2015 Other 5941954
Matthew Paul Doyle Vice president 1 Nov 2015 Other 2364096

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mary Ann Tolan Member 1 May 2014 25% - 50% 6393131
Lawrence Bacon Leisure Member 1 May 2014 25% - 50% 306217
Vance Keiran Vanier Member 1 May 2014 25% - 50% 6393134

Based in Chicago

The principal office where Chicago Pacific Capital, L.P. performs its advisory services is located at 980 N. Michigan Ave., Chicago, IL 60611, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-273-4750. The normal business hours are 9am - 5pm on Monday - Friday.