Vertical Cdo Management Acquisition E, LLC (New York)


Vertical Cdo Management Acquisition E, LLC is a large advisory firm based in New York. It manages $291 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Georgia and New York.

Vertical Cdo Management Acquisition E provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vertical Cdo Management Acquisition E: assets under management

The assets under management (AUM) of Vertical Cdo Management Acquisition E, LLC is $291 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $291 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $72.75 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vertical Cdo Management Acquisition E, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Vcap Partners Sole member 1 Feb 2007 75% - 100% 20-8091666
Brett Thomas Graham Member 1 Feb 2007 25% - 50% 2053182
Thomas Mccallum Pearce Member 1 Feb 2007 25% - 50% 1425966

Based in New York

The principal office where Vertical Cdo Management Acquisition E, LLC performs its advisory services is located at 437 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-786-5300 or by fax 212-786-5301. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.verticalcapital.com.