Triaxx Asset Management LLC (New York)


Triaxx Asset Management LLC is a large advisory firm based in New York. It manages $959.29 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016.

Triaxx Asset Management provides structured product vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Triaxx Asset Management: assets under management

The assets under management (AUM) of Triaxx Asset Management LLC is $959.29 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and $959.29 million of the total AUM is attributable to clients outside of the United States.

The firm manages $959.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $319.76 million each.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Triaxx Asset Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Triaxx Asset Management LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Triaxx Holdco Principal owner 1 Mar 2015 75% - 100% 12-3456789
Nicholas Calamari Chief compliance officer 1 Mar 2015 Other 6462951
Randy Tokar President, chief financial officer and chief operating officer 1 May 2015 Other 6462954

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Vishal Garg Member 1 Jan 2015 50% - 75% 3082477
Nicholas Calamari Member 1 Jan 2015 25% - 50% 6462951

Based in New York

The principal office where Triaxx Asset Management LLC performs its advisory services is located at 250 Greenwich St, New York, NY 10007, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (646) 688-3250. The normal business hours are 8am - 5pm on Monday - Friday.