Keystate Advisory, LLC is a large advisory firm based in Las Vegas. It manages $5.75 billion of regulatory assets for 122 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Delaware and Nevada.
Keystate Advisory provides portfolio management for businesses and institutional clients and securities and credit evaluation. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Keystate Advisory, LLC is $5.75 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 272% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Keystate Advisory, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies and banking or thrift institutions. The largest group of clients of Keystate Advisory is banking or thrift institutions with 43 clients and $5.59 billion of assets under management. Among the 7 most similar advisory firms, Keystate Advisory has the highest percentage of banking or thrift institutions out of all clients.
The amount of regulatory assets under management is $5.75 billion for 120 clients. None of the firm’s clients are foreign persons or businesses.
Keystate Advisory doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Keystate Advisory, LLC performs its advisory services is located at 101 Convention Center Dr., Las Vegas, NV 89109 The mailing address of the firm is Po Box 50102, Henderson, NV 89016. An additional office of the firm is in Wilmington, DE. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 702-598-3738 or by fax 702-446-0466. The normal business hours are 7 am to 5 pm pdt on Monday - Friday. You can find more information about the New York firm at key-state.com/bank-portfolio-consulting.aspx.