Lincolnshire Management, Inc. (New York)


Lincolnshire Management, Inc. is a large advisory firm based in New York. It manages $655.05 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Lincolnshire Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lincolnshire Management: assets under management

The assets under management (AUM) of Lincolnshire Management, Inc. is $655.05 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $655.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $163.76 million each.
Lincolnshire Management has custody of $655.05 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lincolnshire Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lincolnshire Management serves?

The only and largest group of clients of Lincolnshire Management is pooled investment vehicles with 4 clients and $655.05 million of assets under management. Among the 6 most similar advisory firms, Lincolnshire Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $655.05 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Lincolnshire Management also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $10,000,000.

Careers at Lincolnshire Management, Inc.

The company employs 23 people that are either part- or full-time employees. 96 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas Joseph Maloney Chairman & ceo of registrant 1 Jul 1994 75% - 100% 6025270
Michael Joseph Lyons President of registrant 1 Sep 1998 Other 6025276
Vineet Pruthi Vice-president of registrant 1 Sep 1999 Other 6028164
Thomas Joseph Maloney Limited partner of lincolnshire management, l.p. 1 Jul 2004 25% - 50% 6025270
Llc Lincolnshire Equity Iii General partner of lincolnshire management, l.p. 1 Jul 2004 Other 20-1480957
Michael Joseph Lyons Limited partner of lincolnshire management, l.p. 1 Oct 2006 Other 6025276
Vineet Pruthi Limited partner of lincolnshire management, l.p. 1 Oct 2006 Other 6028164
Thomas Robert Callahan Limited partner of lincolnshire management, l.p. 1 Oct 2006 Other 1312405
Thomas Joseph Maloney Limited partner of lincolnshire management iv, l.p. 1 Jun 2008 25% - 50% 6025270
Llc Lincolnshire Equity Iv General partner of lincolnshire management iv, l.p. 1 Jun 2008 Other 26-2592640
Michael Joseph Lyons Limited partner of lincolnshire management iv, l.p. 1 Dec 2009 Other 6025276
Vineet Pruthi Limited partner of lincolnshire management iv, l.p. 1 Dec 2009 Other 6028164
Thomas Robert Callahan Limited partner of lincolnshire management iv, l.p. 1 Dec 2009 Other 1312405
Kevin Andrew Nappi Chief compliance officer of registrant, lincolnshire management, l.p. and lincolnshire management iv, l.p. 1 Feb 2012 Other 6028165

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thomas Joseph Maloney Member and president 1 Oct 2006 50% - 75% 6025270
Thomas Joseph Maloney Member and president 1 Dec 2007 50% - 75% 6025270

Based in New York

The principal office where Lincolnshire Management, Inc. performs its advisory services is located at 780 Third Avenue, New York, NY 10017 2024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-319-3633 or by fax 212-755-5457. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at lincolnshiremgmt.com.