Ws Griffith Securities, Inc. is a large advisory firm based in Hartford. It manages $573.69 million of regulatory assets for 3,689 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 44 other states.
Ws Griffith Securities provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It prepares financial plans for approximately 1,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ws Griffith Securities, Inc. is $573.69 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ws Griffith Securities, Inc. for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Robert Edward Primmer has been acting as President since 1 Feb 1998. Victoria Lynn Olson joined the executive team most recently as the Vp, Compliance Officer.
The principal office where Ws Griffith Securities, Inc. performs its advisory services is located at 1 Constitution Plaza, Hartford, CT 06115 The mailing address of the firm is One American Row, Hartford, CT 06115. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-403-3617 or by fax 860-403-3722. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.wsgriffith.com.