Lookout Mountain Capital, Inc. (Lookout Mountain)


Lookout Mountain Capital, Inc. is a large advisory firm based in Lookout Mountain. It manages $55.66 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Tennessee.

Lookout Mountain Capital provides portfolio management for pooled investment vehicles and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lookout Mountain Capital: assets under management

The assets under management (AUM) of Lookout Mountain Capital, Inc. is $55.66 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $55.66 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.83 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lookout Mountain Capital, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lookout Mountain Capital, Inc.

Elizabeth W. Caldwell has been acting as President since 1 Dec 1993. Timothy Ray Shipley joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Theodore C. Caldwell President and ceo 1 Dec 1993 75% - 100% 2440610
Elizabeth W. Caldwell Director 1 Dec 1993 Other 4606270
Theodore M. Chandlee Caldwell Shareholder 1 Dec 1993 Other 4606274
Garnet Joseph Caldwell Shareholder 1 Dec 1993 Other 4606277
Harriet Ann Caldwell Shareholder 1 Dec 1993 Other 4606278
Rodney John Wamsley Compliance officer and director 1 Feb 2000 Other 2960613
Tara Mcginness Murdock Marketing director 1 Jun 2006 Other 2724662
Timothy Ray Shipley Chief compliance officer 1 Sep 2006 Other 5227495

Based in Lookout Mountain

The principal office where Lookout Mountain Capital, Inc. performs its advisory services is located at 610 North Bragg Avenue, Lookout Mountain, TN 37350, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 423-821-0007 or by fax 423-821-9485. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.lmci.info.