Gml Capital LLP (London)


Gml Capital LLP is a large advisory firm based in London. It manages $677.01 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2008.

Gml Capital provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for professional investors, as defined by the fca. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gml Capital: assets under management

The assets under management (AUM) of Gml Capital LLP is $677.01 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 41% since the beginning of its operation, and $39.4 million of the total AUM is attributable to clients outside of the United States.

The firm manages $677.01 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $112.84 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gml Capital LLP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gml Capital serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Gml Capital is investment companies with 1 clients and $637.62 million of assets under management. Among the 11 most similar advisory firms, Gml Capital has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $677.01 million for 7 clients. 86% of the firm’s clients are foreign persons or businesses.

Gml Capital also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Gml Capital LLP

The company employs 16 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Shpresa Gashi joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stefan Paul Pinter Founding member/chief executive officer 1 Mar 2007 Other 1406752
Theodore Raymond Stohner Founding member 1 Mar 2007 Other 5484455
Gml International Limited Managing member 1 Jul 2007 75% - 100% foreign entity
Joseph Hugo Vittoria Chief operating officer/chief compliance officer 1 Jul 2007 Other 1407308
Robert Ross Maclean Chief compliance officer 1 Aug 2010 Other 5836775
Matthew Kevin Raver Chief compliance officer 1 Feb 2011 Other 5894234
Brady Janis Co-chief operating officer 1 May 2011 Other 6981237
Kevin Christopher Irwin Co-chief operating officer 1 May 2011 Other 6981247
Shpresa Gashi Chief compliance officer 1 Aug 2013 Other 6252561

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Gml (Holdings) Limited Parent company 1 Jul 1995 75% - 100% foreign entity
Stefan Paul Pinter Member 1 Jul 1995 75% - 100% 1406752
Gml (Holdings) Ltd Ultimate parent undertaking 1 Jul 1995 75% - 100% company no. 03086029
Theodore Raymond Stohner Member 1 Feb 2003 25% - 50% 5484455

Based in London

The principal office where Gml Capital LLP performs its advisory services is located at The Met Building, London, W1 T 2 Bu, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 (20) 7580 8588 or by fax +44 (20) 7580 8688. The normal business hours are 9:00 am to 5:00pm on Monday - Friday. You can find more information about the New York firm at gmlcapital.net.