Cortina Asset Management, LLC is a large advisory firm based in Milwaukee. It manages $1.69 billion of regulatory assets for 50 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Texas and Wisconsin.
Cortina Asset Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Cortina Asset Management, LLC is $1.69 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 3263% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Cortina Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Cortina Asset Management is pension and profit sharing plans with 5 clients and $468.99 million of assets under management. Among the 9 most similar advisory firms, Cortina Asset Management has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $1.54 billion for 46 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Cortina Asset Management doesn't advise any private funds.
The company employs 17 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Inc. Cr Financial joined the executive team most recently as the Shareholder.
The principal office where Cortina Asset Management, LLC performs its advisory services is located at 825 North Jefferson Street, Milwaukee, WI 53202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 414-225-7399 or by fax 414-225-0733. The normal business hours are 7:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at cortinaassetmanagement.com.