The Headlands Group, Inc (Larkspur)


The Headlands Group, Inc is an adviser based in Larkspur. It manages $57 million of regulatory assets for 87 client accounts. It has been registered with the SEC as an adviser since 2008.

The Headlands Group provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Headlands Group: assets under management

The assets under management (AUM) of The Headlands Group, Inc is $57 million. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $56.67 million in discretionary accounts and $324.13 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $666.73 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $162.07 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Headlands Group, Inc for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Headlands Group, Inc

Theresa Dale Oneill has been acting as President since 1 Feb 1985. Paul Barkev Nargiz joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Theresa Dale Oneill President/chief compliance officer 1 Feb 1985 50% - 75% 854597
Paul Barkev Nargiz Secretary 1 Feb 1985 50% - 75% 1070437

Based in Larkspur

The principal office where The Headlands Group, Inc performs its advisory services is located at 100 Larkspur Landing Circle, Larkspur, CA 94939, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-464-9144 or by fax 415-464-9145. The normal business hours are 6:30am to 5pm on Monday - Friday. You can find more information about the New York firm at www.headlandsgroup.com.

Registered investment advisers similar to The Headlands Group, Inc