Newalliance Investments Inc is a large advisory firm based in Hartford. It manages $28.48 million of regulatory assets for 56 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Connecticut, Kansas, Massachusetts, and 4 other states.
Newalliance Investments provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Newalliance Investments Inc is $28.48 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Newalliance Investments Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Diane Lillian Wishnafski has been acting as President since 1 Feb 2003. Koon Ping Chan joined the executive team most recently as the Director.
The principal office where Newalliance Investments Inc performs its advisory services is located at 100 Pearl Street, Hartford, CT 06103, which is also the mailing address of the firm. An additional office of the firm is in Dayville, CT. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 888-255-7966 or by fax 860-293-4175. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.ctinvestment.com.