Sherlock Investment Management, Inc. (Brattleboro)


Sherlock Investment Management, Inc. is a large advisory firm based in Brattleboro. It manages $166.57 million of regulatory assets for 114 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Massachusetts, New Hampshire, and 4 other states.

Sherlock Investment Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sherlock Investment Management: assets under management

The assets under management (AUM) of Sherlock Investment Management, Inc. is $166.57 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 214% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $166.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.46 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sherlock Investment Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sherlock Investment Management, Inc.

Peter Allen Sherlock has been acting as President since 1 Mar 1994. Peter Sherlock joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Peter Allen Sherlock President/chief compliance officer 1 Mar 1994 75% - 100% 2490858
Peter Sherlock President 1 Mar 1994 75% - 100% 2490858

Based in Brattleboro

The principal office where Sherlock Investment Management, Inc. performs its advisory services is located at 86 Linden Street, Brattleboro, VT 05301 The mailing address of the firm is P.O. Box 6329, Brattleboro, VT 05302. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 802-258-2370 or by fax 802-258-2896. The normal business hours are 9:00 a.m. to 4:00 p.m. on Monday - Friday.