Lego Capital Management, LLC (Westport)


Lego Capital Management, LLC is a large advisory firm based in Westport. It manages $59.32 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Connecticut and New York.

Lego Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lego Capital Management: assets under management

The assets under management (AUM) of Lego Capital Management, LLC is $59.32 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $26.76 million in discretionary accounts and $32.56 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.69 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $32.56 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lego Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Westport

The principal office where Lego Capital Management, LLC performs its advisory services is located at 274 Riverside Avenue, Westport, CT 06880, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-454-5800 or by fax 203-286-1866. The normal business hours are 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at www.postroadcap.com.