Klcm Advisors, Inc. is a large advisory firm based in Milwaukee. It manages $759.09 million of regulatory assets for 460 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, California, Colorado, and 8 other states.
Klcm Advisors provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Klcm Advisors, Inc. is $759.09 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Klcm Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of James Brian Kitzinger is individuals with 427 clients and $475.89 million of assets under management. Among the 10 most similar advisory firms, Klcm Advisors has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $756.06 million for 459 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Klcm Advisors doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
James Brian Kitzinger has been acting as President since 1 Apr 1993. Mark Anthony Sailer joined the executive team most recently as the Chief Compliance Officer.
The principal office where Klcm Advisors, Inc. performs its advisory services is located at 330 E Kilbourn Avenue, Milwaukee, WI 53202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 414-765-1234 or by fax 414-765-1237. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at klcminc.com/.