Ziegler Capital Management, LLC is a large advisory firm based in Chicago. It manages $10.09 billion of regulatory assets for 2,420 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Ziegler Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ziegler Capital Management, LLC is $10.09 billion. The firm's AUM has grown by 225% since the beginning of its operation, and $211.57 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Ziegler Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, insurance companies, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of John Joseph Mulherin is corporations or other businesses with 484 clients and $4.26 billion of assets under management. Among the 9 most similar advisory firms, Ziegler Capital Management has the highest percentage of corporations or other businesses out of all clients.
The amount of regulatory assets under management is $10.04 billion for 2,412 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ziegler Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
The company employs 81 people that are either part- or full-time employees. 49 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Ziegler Capital Management, LLC is owned by Joseph Nir Pappo. John Joseph Mulherin has been acting as President since 1 May 2005. Paula Marie Horn has served as the Chief Investment Officer since 1 May 2010. Monika Kumari Singh joined the executive team most recently as the Chief Compliance Officer.
The principal office where Ziegler Capital Management, LLC performs its advisory services is located at 70 West Madison Street, Chicago, IL 60602, which is also the mailing address of the firm. An additional office of the firm is in St. Louis, MO. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-368-1442 or by fax 312-750-1131. The normal business hours are 8:00 a.m - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at zieglercap.com.