Cooperneff Advisors Inc (New York)


Cooperneff Advisors Inc is a large advisory firm based in New York. It manages $266.13 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

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Cooperneff Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cooperneff Advisors: assets under management

The assets under management (AUM) of Cooperneff Advisors Inc is $266.13 million. The firm's AUM has grown by 137% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cooperneff Advisors Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cooperneff Advisors Inc

Daniel James O'shaughnessy has been acting as President since 1 Mar 2000. Thomas Joseph Mahoney joined the executive team most recently as the Chief Operating Officer And Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Andrew John Sterge Chief executive officer 1 Mar 1995 Other 2434154
Thomas Joseph Mahoney Chief operating officer 1 Mar 1995 Other 2563585
Catherine Jeanne Crager Chief financial officer 1 Apr 1998 Other 1605284
Frederick John Hoevenaar Chief compliance officer 1 Jul 1998 Other 1841338
Daniel James O'shaughnessy Director 1 Mar 2000 Other 4370953
Cooperneff Group Inc Direct owner 1 May 2000 75% - 100% 23-2785308
Daniel James O'shaughnessy Chief information officer 1 Jan 2003 Other 4370953
John William Pirner Chief financial officer 1 Jan 2003 Other 1100237
Thomas Joseph Mahoney Vice chairman 1 Mar 2004 Other 2563585
Theresa Ann Mccloskey Chief compliance officer 1 Mar 2004 Other 1525735
Catherine Jeanne Crager Chief financial officer 1 Mar 2004 Other 1605284
Christian Menestrier Chief executive officer 1 Mar 2004 Other 4142846
Jean Dominjon Chairman 1 Mar 2004 Other 4782969
Catherine Jeanne Beckett Chief financial officer 1 Mar 2004 Other 1605284
Andrew John Sterge Co - chairman 1 Mar 2004 Other 2434154
Thierry Puerto Director 1 Aug 2004 Other 4861507
John William Pirner Chief financial officer 1 Aug 2005 Other 1100237
Romain Nicolas Giaccardo Chief administrative officer 1 Jan 2006 Other 4761013
Catherine Jeanne Beckett Assistant treasurer 1 Jan 2006 Other 1605284
Thomas Joseph Mahoney Chief operating officer and director 1 Jul 2007 Other 2563585
Todd Nathan Steinberg Chairman and chief executive officer 1 Jul 2007 Other 2170951
Thomas Gerard Clyne Chief financial officer 1 Jul 2007 Other 1214606
Jacques Vigner Director 1 Jul 2007 Other 5393997
Alexandre Mojaisky Director 1 Jul 2007 Other 5392327
Larry Brian Sobin Director 1 Jul 2007 Other 1616415

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
French American Banking Corporation Indirect owner 1 Jan 1995 75% - 100% 13-5088640
Bnp Paribas Indirect owner 1 May 2000 75% - 100% 94-1677765
Paribas North America Inc Indirect owner 1 Dec 2001 75% - 100% 13-1929559
Paribas International Sa Indirect owner 1 Oct 2006 75% - 100% 00-0000000

Based in New York

The principal office where Cooperneff Advisors Inc performs its advisory services is located at 787 Seventh Avenue, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 841-3697 or by fax (610) 491-1817. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at cooperneff.com.