Nikko Alternative Asset Management, Inc. (New York)

Nikko Alternative Asset Management, Inc. is a large advisory firm based in New York. It manages $12.86 billion of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2005.

Nikko Alternative Asset Management provides portfolio management for pooled investment vehicles and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nikko Alternative Asset Management: assets under management

The assets under management (AUM) of Nikko Alternative Asset Management, Inc. is $12.86 billion. The firm's AUM has grown by 645% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.56 billion in discretionary accounts and $7.3 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $427.87 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $486.51 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nikko Alternative Asset Management, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nikko Alternative Asset Management, Inc.

Marc Harry Steglitz has been acting as President since 1 Jul 2001. Hiroki Tsujimura joined the executive team most recently as the Cio Alternative Investments.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 12 indirect owners.

Based in New York

The principal office where Nikko Alternative Asset Management, Inc. performs its advisory services is located at 535 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-610-6100 or by fax 212-610-6140. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.

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