Gregory J. Schwartz & Co., Inc. is a large advisory firm based in Bloomfield Hills. It manages $3.57 billion of regulatory assets for 1,345 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, California, Connecticut, and 9 other states.
Gregory J. Schwartz & Co. provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for approximately 1,500 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Gregory J. Schwartz & Co., Inc. is $3.57 billion. The firm's AUM has grown by 755% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Gregory J. Schwartz & Co., Inc. for their services and products based on a percentage of assets under management, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Edward Augustine Schwartz is pension and profit sharing plans with 138 clients and $2.95 billion of assets under management. Among the 9 most similar advisory firms, Gregory J. Schwartz & Co. has the 2nd highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $3.57 billion for 1,345 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Gregory J. Schwartz & Co. doesn't advise any private funds.
The company employs 21 people that are either part- or full-time employees. 81 percent of the employees work as investment advisers or researchers. 17 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Edward Augustine Schwartz has been acting as President since 1 Aug 2001. Laura Lea Powers joined the executive team most recently as the Cfo, Cco, Finop.
The principal office where Gregory J. Schwartz & Co., Inc. performs its advisory services is located at 3707 W. Maple, Bloomfield Hills, MI 48301, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 248-644-2701 or by fax 248-644-6837. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at gjsco.com and its LinkedIn profile.