Bloomberg Wealth LLC (New York)


Bloomberg Wealth LLC is a large advisory firm based in New York. It manages $220.65 million of regulatory assets for 376 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Bloomberg Wealth provides portfolio management for individuals and small businesses, publication of newsletters, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bloomberg Wealth: assets under management

The assets under management (AUM) of Bloomberg Wealth LLC is $220.65 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bloomberg Wealth LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bloomberg Wealth LLC

John Donald Michel has been acting as President since 1 Nov 2010. Richard Kaltman Descherer joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Donald Michel President 1 Nov 2010 Other 1408408
Brian Gerard Herte Vice president 1 Nov 2010 Other 2504203
Naomi Lynn Kantrowitz Chief compliance officer 1 Nov 2010 Other 5135765
Bloomberg L.P. Member 1 Nov 2010 75% - 100% 13-3417984
Richard Kaltman Descherer Secretary 1 Nov 2011 Other 6140780

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bloomberg Inc. Partner 1 Aug 1987 75% - 100% 13-3105107
The Michael R. Bloomberg Bi Revocable Trust Shareholder 1 Apr 2009 75% - 100% 46-6388288
Michael Rubens Bloomberg Trustee 1 Apr 2009 Other 23972

Based in New York

The principal office where Bloomberg Wealth LLC performs its advisory services is located at 120 Park Avenue, New York, NY 10017 5577, which is also the mailing address of the firm. An additional office of the firm is in Skillman, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 855-999-9325 or by fax 646-324-1005. The normal business hours are 9 a.m. - 5 p.m. (est) on Monday - Friday. You can find more information about the New York firm at www.bloombergblack.com.