Rock Island Capital, LLC is a large advisory firm based in Oak Brook. It manages $405.63 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Illinois.
Rock Island Capital provides portfolio management for pooled investment vehicles and portfolio company management services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rock Island Capital, LLC is $405.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 244% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Rock Island Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Rock Island Capital is pooled investment vehicles with 12 clients and $405.63 million of assets under management. Among the 13 most similar advisory firms, Rock Island Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $405.63 million for 12 clients. None of the firm’s clients are foreign persons or businesses.
Rock Island Capital also advises several private funds. Namely, twelve private equity funds. The minimum investment commitment required of non-related persons ranges from $3,000 to $500,000.
The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Rock Island Capital, LLC performs its advisory services is located at 1415 W 22 Nd Street, Oak Brook, IL 60523, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 630-413-9136 or by fax 630-574-0213. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at rockislandcapital.com and its LinkedIn profile.