Sapers & Wallack Advisors, Inc. (Cambridge)


Sapers & Wallack Advisors, Inc. is an investment adviser to a business development company based in Cambridge. It manages $7.15 million of regulatory assets for 37 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California and Massachusetts.

Sapers & Wallack Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sapers & Wallack Advisors: assets under management

The assets under management (AUM) of Sapers & Wallack Advisors, Inc. is $7.15 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $7.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $193.21 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sapers & Wallack Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sapers & Wallack Advisors, Inc.

Sharon M Theall has been acting as President since 1 Aug 2002. Kathryn Roberts Hall joined the executive team most recently as the Director Of Client Services.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Sapers & Wallack Insurance Agency Owner 1 May 2002 75% - 100% 04-2319659
Kathryn Roberts Hall Director of client services 1 Jul 2002 Other 2651296
Sharon M Theall Chief operating officer/president 1 Aug 2002 Other 4485946

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
William Richard Sapers Shareholder 1 Jan 1963 50% - 75% 410822
Aviva Esther Sapers Shareholder 1 May 2002 25% - 50% 1301333
Edward Loren Wallack Shareholder 1 May 2002 25% - 50% 864516

Based in Cambridge

The principal office where Sapers & Wallack Advisors, Inc. performs its advisory services is located at 101 Rogers Street, Cambridge, MA 02142, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-225-2600 or by fax 617-494-5485. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.