The Mutual Fund Store Houston, LLC (Overland Park)


The Mutual Fund Store Houston, LLC is a large advisory firm based in Overland Park. It manages $126.63 million of regulatory assets for 1,020 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Kansas, Louisiana, and Texas.

The Mutual Fund Store Houston provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and general consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Mutual Fund Store Houston: assets under management

The assets under management (AUM) of The Mutual Fund Store Houston, LLC is $126.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $126.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $124.14 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Mutual Fund Store Houston, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Mutual Fund Store Houston, LLC

Adam Stuart Bold has been acting as President since 1 Oct 2012. Inc. Mayberry Holdco Ii joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Tmfs Holdings Sole member 1 Oct 2012 50% - 75% 43-1899520
Adam Stuart Bold Chairman 1 Oct 2012 Other 2246043
Clifford Merril Brandt Chief compliance officer 1 Oct 2012 Other 1902051
John Bradley Bunch Chief executive officer 1 Oct 2012 Other 1908764
Edward Richard Bloomberg Chief operating officer 1 Oct 2012 Other 4731417
Steven Walker Fletcher Member 1 Oct 2012 Other 1462506
Llc Stewart Properties Member 1 Oct 2012 Other xxx-xx-xxxx
John Behnken Living Trust Member 1 Oct 2012 Other xxx-xx-xxxx
Chris Eugene Elliott Chief financial officer/secretary 1 Oct 2012 Other 5412543
Raffaele Sadun Chief financial officer 1 Sep 2014 Other 6417007
John Bradley Bunch President 1 Feb 2016 Other 1908764

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Kansas City 727 Acquisition Member 1 Oct 2012 75% - 100% 45-3338790
Kansas City 727 Acquisition Corporation Member 1 Oct 2012 50% - 75% 45-3217452
L.P. Warburg Pincus Private Equity X Shareholder 1 Oct 2012 75% - 100% 26-0849130
L.P. Warburg Pincus X General partner 1 Oct 2012 Other 26-0403670
John Rolland Behnken Trustee 1 Oct 2012 50% - 75% 5208140
Kimberly Anne Behnken Trustee 1 Oct 2012 50% - 75% 5208139
Jon Stewart Owner 1 Oct 2012 75% - 100% 6131482
Kansas City 727 Acquisition Llc Member 1 Oct 2012 75% - 100% 45-3338790
Inc. Mayberry Holdco Ii Member 1 Feb 2016 75% - 100% 81-1203355
Inc. Mayberry Holdco I Shareholder 1 Feb 2016 75% - 100% 81-1187274
Llc Mayberry Acquisition Sub I Shareholder 1 Feb 2016 75% - 100% 81-1219216
Inc. Financial Engines Member 1 Feb 2016 75% - 100% 94-3250323

Based in Overland Park

The principal office where The Mutual Fund Store Houston, LLC performs its advisory services is located at 10950 Grandview Drive, Overland Park, KS 66210, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-319-8100 or by fax 913-319-8181. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at mutualfundstore.com/.