Ryan Beck & Co.,Inc. Dba Ryan Beck & Co. (Livingston)


Ryan Beck & Co.,Inc. Dba Ryan Beck & Co. is a large advisory firm based in Livingston. It manages $692.76 million of regulatory assets for 2,347 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Connecticut, Florida, and 9 other states.

Ryan Beck & Co.,Inc. Dba Ryan Beck & provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ryan Beck & Co.,Inc. Dba Ryan Beck &: assets under management

The assets under management (AUM) of Ryan Beck & Co.,Inc. Dba Ryan Beck & Co. is $692.76 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $174.33 million in discretionary accounts and $518.42 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $257.13 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $310.62 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ryan Beck & Co.,Inc. Dba Ryan Beck & Co. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ryan Beck & Co.,Inc. Dba Ryan Beck & Co.

Michael M Horn has been acting as President since 1 Jan 1986. Garry Joseph Stegeland joined the executive team most recently as the Senior Vice President & General Counsel.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jack Richard Rosenthal Executive v.p. 1 Mar 1963 Other 404709
Michael M Horn Director 1 Jan 1986 Other 1469525
Leonard J Stanley Senior v.p., cfo, cao 1 Jan 1997 Other 2564540
Matthew Robert Naula Executive v.p. 1 Feb 1997 Other 345238
Jay Suskind Executive v.p. 1 Feb 1997 Other 2171144
Craig Stephen Eckenthal Executive v.p. 1 Jun 1997 Other 707811
Ben Alan Plotkin Chairman and ceo, director 1 Jun 1998 Other 1692122
Inc. Bank Atlantic Bancorp Shareholder 1 Jun 1998 75% - 100% 65-0507804
Robert M Berson President, coo 1 Nov 2000 Other 20337
John Nelson Wyllys Executive v.p., manager of private client group 1 Feb 2001 Other 830609
John Marcelliano Senior v.p., corporate secretary 1 Feb 2001 Other 3025676
Melissa Joseph Schultz Executive v.p., institutional sales research & syndicate 1 Feb 2001 Other 1155034
Paul Garry Hines Director 1 Aug 2001 Other xxx-xx-xxxx
John Richter Pellegrino Director of compliance 1 Apr 2002 Other 826719
Garry Joseph Stegeland Senior vice president & general counsel 1 Aug 2002 Other 1881270

Based in Livingston

The principal office where Ryan Beck & Co.,Inc. Dba Ryan Beck & Co. performs its advisory services is located at 220 South Orange Avenue, Livingston, NJ 07039, which is also the mailing address of the firm. An additional office of the firm is in Hewlett, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-597-6000 or by fax 973-597-6409. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ryanbeck.com/.

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