Iconic Capital LLC (Miami)


Iconic Capital LLC is a large advisory firm based in Miami. It manages $119.46 million of regulatory assets for 176 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida and Texas.

Iconic Capital provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Iconic Capital: assets under management

The assets under management (AUM) of Iconic Capital LLC is $119.46 million. The firm's AUM has grown by 0% since the beginning of its operation, and $76.28 million of the total AUM is attributable to clients outside of the United States.

The firm manages $115.98 million in discretionary accounts and $3.49 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $720.35 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $232.45 thousand.
Iconic Capital has custody of $24.56 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 27% of the total AUM. The second-largest asset type is exchange traded securities, which make up 24% of the firm’s portfolio. Investments in cash and cash equivalents form 22% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Iconic Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Iconic Capital serves?

The firm provides services to individuals, high net worth individuals, pooled investment vehicles, and banking or thrift institutions. The largest group of clients of Iconic Capital is high net worth individuals with 9 clients and $26.8 million of assets under management. Among the 10 most similar advisory firms, Iconic Capital has the 5th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $71.32 million for 123 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 64% of the firm’s clients are foreign persons or businesses.

Iconic Capital also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Iconic Capital LLC

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Era Ventures Corporation Member 1 Dec 2010 25% - 50% 27-4028026
Agra Ventures Corporation Member 1 Dec 2010 25% - 50% 27-4028154
Inc. Skyview Ventures Member 1 Dec 2010 25% - 50% 26-3085075
Alberto Eduardo Siblesz Chief compliance officer 1 Jan 2012 Other 5425706

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Alberto Eduardo Siblesz Owner 1 Dec 2010 75% - 100% 5425706
Esteban Nmn Tome Owner 1 Dec 2010 75% - 100% 5425733
David Nmn Guenoun Owner 1 Dec 2010 75% - 100% 2665272

Based in Miami

The principal office where Iconic Capital LLC performs its advisory services is located at 999 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-539-3850 or by fax 888-830-7554. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at iconic-capital.com.