Dynasty Advisor Group, LLC (Gold River)

Name: Dynasty Advisor Group, LLC
Address: 11246 Gold Express Drive, Gold River, CA, 95670
Telephone: 916-635-5858

Dynasty Advisor Group, LLC is a large advisory firm based in Gold River. It manages $187.52 million of regulatory assets for 611 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Kentucky, and Texas.

Dynasty Advisor Group provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dynasty Advisor Group: assets under management

The assets under management (AUM) of Dynasty Advisor Group, LLC is $187.52 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $187.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $306.91 thousand each.

Dynasty Advisor Group has custody of $55.01 million in cash and securities for 171 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 89% of the total AUM. The second-largest asset type is exchange traded securities, which make up 6% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dynasty Advisor Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dynasty Advisor Group serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Dynasty Advisor Group is high net worth individuals with 44 clients and $125.96 million of assets under management. Among the 8 most similar advisory firms, Dynasty Advisor Group has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $187.52 million for 203 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Dynasty Advisor Group doesn't advise any private funds.

Careers at Dynasty Advisor Group, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lang Advisors Llc	Member	1 Jun 2014	75% - 100%	168868
Michael Patrick Brewer	Managing director, member	1 Jun 2014	25% - 50%	5546428
Tyler Selby Lang	Managing director and chief compliance officer	1 Jun 2014	25% - 50%	5128339
Stephan Lang	Managing director	1 Jun 2014	25% - 50%	6241222
Evan Bryan Lang	Managing director	1 Jun 2014	25% - 50%	2651544
Stephan Graig Lang	Elected manager	1 Jun 2014	25% - 50%	6241222
Thomas James Ritter	Director of compliance	1 Feb 2019	Other	1547282

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Stephan Graig Lang	Trustee	1 Dec 1985	Other	6241222
Robin Minto Lang	Trustee	1 Dec 1985	Other	6776798
Tyler Selby Lang	Managing director	1 Aug 2013	25% - 50%	5128339
Stephan Lang	Managing director	1 Aug 2013	25% - 50%	6241222
Stephan Lang Family Trust Dated 12/9/1985	Member	1 Aug 2013	25% - 50%	xxx-xx-xxxx
Stephan Graig Lang	Member	1 Aug 2013	25% - 50%	6241222
Evan Bryan Lang	Managing director	1 Nov 2013	25% - 50%	2651544

Based in Gold River

The principal office where Dynasty Advisor Group, LLC performs its advisory services is located at 11246 Gold Express Drive, Gold River, CA 95670, which is also the mailing address of the firm. An additional office of the firm is in Covington, KY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-635-5858 or by fax 916-635-1331. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at pfgadvisor.com/ and its LinkedIn profile.