Chadwick & D'amato, LLC (New London)

Name: Chadwick & D'amato, LLC
Address: 195 Main Street, New London, NH, 03257
Telephone: 603-526-2409

Chadwick & D'amato, LLC is an investment adviser to an investment company based in New London. It manages $84.23 million of regulatory assets for 437 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Florida, Massachusetts, New Hampshire, and Vermont.

Chadwick & D'amato provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for investment companies. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Chadwick & D'amato: assets under management

The assets under management (AUM) of Chadwick & D'amato, LLC is $84.23 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $84.23 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $192.76 thousand each.

Chadwick & D'amato has custody of $224 in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 93% of the total AUM. The second-largest asset type is exchange traded securities, which make up 5% of the firm’s portfolio. Investments in derivatives form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chadwick & D'amato, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Chadwick & D'amato serves?

The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Chadwick & D'amato is investment companies with 1 clients and $49.86 million of assets under management. Among the 6 most similar advisory firms, Chadwick & D'amato has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $84.23 million for 149 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Chadwick & D'amato doesn't advise any private funds.

Careers at Chadwick & D'amato, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Myles Chadwick	Managing member/chief compliance officer	1 Sep 2000	50% - 75%	2870028
Anthony James D'amato	Managing member	1 Sep 2000	50% - 75%	4185989

Based in New London

The principal office where Chadwick & D'amato, LLC performs its advisory services is located at 195 Main Street, New London, NH 03257 The mailing address of the firm is Po Box 1978, New London, NH 03257. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 603-526-2409. The normal business hours are 0830 to 1700 on Monday - Friday. You can find more information about the New York firm at chadwick-damato.com.