Anodos Advisors, LLC (Santa Barbara)

Name: Anodos Advisors, LLC
Address: 115 E Micheltorena St, Santa Barbara, CA, 93101
Telephone: 805-899-1245

Anodos Advisors, LLC is a large advisory firm based in Santa Barbara. It manages $649.35 million of regulatory assets for 232 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Anodos Advisors provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Anodos Advisors: assets under management

The assets under management (AUM) of Anodos Advisors, LLC is $649.35 million. The firm's AUM has grown by 753% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 54% of the total AUM. The second-largest asset type is investment and business development companies, which make up 25% of the firm’s portfolio. Investments in state and local bonds form 11% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Anodos Advisors, LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Richard Edward Fogg serves?

The only and largest group of clients of Richard Edward Fogg is high net worth individuals with 19 clients and $649.35 million of assets under management. Among the 10 most similar advisory firms, Anodos Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $649.35 million for 19 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Anodos Advisors doesn't advise any private funds.

Careers at Anodos Advisors, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Richard Edward Fogg has been acting as President since 1 Oct 2005. Ryan Daniel Wolfshorndl joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joshua Sequoia Yager	Managing member - chief compliance officer	1 Oct 2005	75% - 100%	2638956
Richard Edward Fogg	Chairman	1 Oct 2005	Other	5180715
Louis Charles Baker	President	1 Dec 2005	Other	2825960
Debra Lea Nichols	Chief compliance officer	1 May 2006	Other	2245181
Llc The Anodos Group	Parent company	1 Oct 2006	75% - 100%	20-2092459
Ryan Daniel Wolfshorndl	Member	1 Jul 2011	Other	5950446
Ryan Daniel Wolfshorndl	Member	1 Jan 2013	Other	5950446

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Edward Fogg	Member	1 Jan 2005	25% - 50%	5180715
Joshua Sequoia Yager	Member	1 Jan 2005	25% - 50%	2638956
Louis Charles Baker	Member	1 Oct 2005	25% - 50%	2825960

Based in Santa Barbara

The principal office where Anodos Advisors, LLC performs its advisory services is located at 115 E Micheltorena St, Santa Barbara, CA 93101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-899-1245 or by fax 805-899-1248. The normal business hours are 8:30 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at anodosadvisors.com and its LinkedIn profile.