Custos Family Office LLC (Englewood)

Name: Custos Family Office LLC
Address: 69 W Floyd Ave., Englewood, CO, 80110
Telephone: 303-536-5315

Custos Family Office LLC is a large advisory firm based in Englewood. It manages $118.9 million of regulatory assets for 110 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Colorado and Texas.

Custos Family Office provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and consulting. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Custos Family Office: assets under management

The assets under management (AUM) of Custos Family Office LLC is $118.9 million. The firm's AUM has grown by 98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $111.7 million in discretionary accounts and $7.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.1 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $899.78 thousand.

Custos Family Office has custody of $5.77 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in state and local bonds the most. They account for 45% of the total AUM. The second-largest asset type is investment and business development companies, which make up 34% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Custos Family Office LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Custos Family Office serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Custos Family Office is high net worth individuals with 21 clients and $103.29 million of assets under management. Among the 10 most similar advisory firms, Custos Family Office has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $107.37 million for 31 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Custos Family Office doesn't advise any private funds.

Careers at Custos Family Office LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Chase Andrew Rodawig	Cco, member	1 Mar 2018	Other	6212927
Anthony M Lopiccolo	Member	1 Apr 2018	25% - 50%	5331964
Mitchell John Herr	Member	1 Apr 2018	25% - 50%	5634419

Based in Englewood

The principal office where Custos Family Office LLC performs its advisory services is located at 69 W Floyd Ave., Englewood, CO 80110 The mailing address of the firm is 5503 S. University Blvd., Greenwood Village, CO 80121. An additional office of the firm is in Austin, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-536-5315. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at custosfo.com.