Mcclain Value Management, LLC (New Canaan)

Name: Mcclain Value Management, LLC
Address: 175 Elm Street, New Canaan, CT, 06840
Telephone: 203-966-3197

Mcclain Value Management, LLC is a large advisory firm based in New Canaan. It manages $91.69 million of regulatory assets for 42 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Connecticut, New York, and Texas.

Mcclain Value Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and equity research services to select institutional investors. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mcclain Value Management: assets under management

The assets under management (AUM) of Mcclain Value Management, LLC is $91.69 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 102% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $91.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.18 million each.

Investments

The firm invests in exchange traded securities the most. They account for 84% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 13% of the firm’s portfolio. Investments in other assets form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mcclain Value Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mcclain Value Management serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Mcclain Value Management is high net worth individuals with 25 clients and $61.95 million of assets under management. Among the 3 most similar advisory firms, Mcclain Value Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $91.69 million for 31 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mcclain Value Management doesn't advise any private funds.

Careers at Mcclain Value Management, LLC

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Phillip Crandall Mcclain	Managing member	1 Jun 2001	50% - 75%	4430439
Joseph Wilkins Donaldson	Member	1 Mar 2008	25% - 50%	2801717
Lillian Chi	Chief compliance officer	1 Mar 2014	Other	2584724

Based in New Canaan

The principal office where Mcclain Value Management, LLC performs its advisory services is located at 175 Elm Street, New Canaan, CT 06840, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-966-3197 or by fax 203-966-3460. The normal business hours are 9:30 - 4:00 on Monday - Friday. You can find more information about the New York firm at mcclainvalue.com.