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Carol Grant Desmond (San Rafael)


Carol Grant Desmond is a large advisory firm based in San Rafael. It manages $27.67 million of regulatory assets for 84 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

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Carol Grant Desmond provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Carol Grant Desmond: assets under management

The assets under management (AUM) of Carol Grant Desmond is $27.67 million. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $27.25 million in discretionary accounts and $424.03 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $328.27 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $424.03 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Carol Grant Desmond for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in San Rafael

The principal office where Carol Grant Desmond performs its advisory services is located at 899 Northgate Drive, San Rafael, CA 94903, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-472-7300 or by fax 415-472-7357. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.spectrumfinancialmgmt.com.


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