Lindner Capital Advisors, Inc. (Marietta)

Name: Lindner Capital Advisors, Inc.
Address: 600 Village Trace Ne, Marietta, GA, 30067 4069
Telephone: 770-977-7779

Lindner Capital Advisors, Inc. is a large advisory firm based in Marietta. It manages $461.58 million of regulatory assets for 2,105 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 41 other states.

Lindner Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lindner Capital Advisors: assets under management

The assets under management (AUM) of Lindner Capital Advisors, Inc. is $461.58 million. The firm's AUM has grown by 508% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $435.77 million in discretionary accounts and $25.81 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $211.43 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $586.61 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 94% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio. Investments in exchange traded securities form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lindner Capital Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Joseph Lindner serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Robert Joseph Lindner is individuals with 1,137 clients and $290.97 million of assets under management. Among the 8 most similar advisory firms, Lindner Capital Advisors has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $461.58 million for 1,298 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Lindner Capital Advisors doesn't advise any private funds.

Careers at Lindner Capital Advisors, Inc.

The company employs 17 people that are either part- or full-time employees. 65 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There are 31 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Joseph Lindner has been acting as President since 1 Feb 1983. Charles Bryan Wood joined the executive team most recently as the Coo And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Joseph Lindner	President	1 Feb 1983	75% - 100%	852145
Linda Patricia Rose	Secretary/treasurer	1 Aug 1985	Other	2625366
Kenneth Whitney Brown	Senior vice president	1 Jan 1995	Other	2620429
Robert Joseph Lindner	Ceo	1 Dec 1996	75% - 100%	852145
Linda Patricia Rose	Secretary/treasurer	1 Dec 1996	Other	2625366
Kenneth Whitney Brown	Vice president	1 Dec 1996	Other	2620429
Paul Christian Lorentzen	Vice president	1 Oct 1997	Other	2387224
Charles Bryan Wood	Compliance officer	1 Dec 2000	Other	4081749
Patricia Jean Posada	Operations manager	1 Mar 2002	Other	1597807
Patricia Jean Posada	Chief compliance officer	1 Oct 2004	Other	1597807
Robert Joseph Lindner	Chief compliance officer	1 Oct 2004	75% - 100%	852145
John Francis Hart	Chief compliance officer	1 Dec 2005	Other	2044432
Michelle L. Claeys	Shareholder	1 Dec 2007	Other	5511007
Anjali Arvind Kamath	Chief compliance officer	1 Mar 2008	Other	5510998
Randal Charles Langdon	President	1 Dec 2009	Other	1144414
Anjali Arvind Kamath	Chief compliance officer	1 Jan 2010	Other	5510998
Stephen Michael Cain	Vice president of operations	1 Apr 2012	Other	3274337
Patricia Jean Posada	Chief compliance officer	1 Oct 2012	Other	1597807
Todd Jones Smallwood	Chief compliance officer	1 Mar 2016	Other	2131710
Charles Bryan Wood	Executive vice president	1 Mar 2016	Other	4081749
Charles Bryan Wood	Coo and chief compliance officer	1 Oct 2018	Other	4081749

Based in Marietta

The principal office where Lindner Capital Advisors, Inc. performs its advisory services is located at 600 Village Trace Ne, Marietta, GA 30067 4069, which is also the mailing address of the firm. An additional office of the firm is in Hanover, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 770-977-7779 or by fax 770-874-6113. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at lindnercapital.com.