Nyl Investors LLC (New York)

Name: Nyl Investors LLC
Address: 51 Madison Avenue, New York, NY, 10010
Telephone: 212-576-7000

Nyl Investors LLC is a large advisory firm based in New York. It manages $243.67 billion of regulatory assets for 95 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Arizona, California, Delaware, and 4 other states.

Nyl Investors provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nyl Investors: assets under management

The assets under management (AUM) of Nyl Investors LLC is $243.67 billion. The firm's AUM has grown by 32% since the beginning of its operation, and $5.17 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $242.14 billion in discretionary accounts and $1.53 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.72 billion each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $254.3 million.

Investments

The firm invests in other assets the most. They account for 42% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 4% of the firm’s portfolio. Investments in government bonds form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nyl Investors LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nyl Investors serves?

The firm provides services to insurance companies, investment companies, and pooled investment vehicles. The largest group of clients of Nyl Investors is insurance companies with 13 clients and $232.66 billion of assets under management. Among the 9 most similar advisory firms, Nyl Investors has the highest percentage of insurance companies out of all clients.

The amount of regulatory assets under management is $241.48 billion for 32 clients. 42% of the firm’s clients are foreign persons or businesses.

Nyl Investors also advises several private funds. Namely, five other private funds and seven securitized asset funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $250,000.

Careers at Nyl Investors LLC

The company employs 300 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
New York Life Insurance Company	Sole member/direct & sole interest holder	1 Oct 2013	75% - 100%	13-5582869
George Sydney Shively	Sr. managing director, general counsel and secretary	1 Oct 2013	Other	5114029
Tara Mary Mcaleer	Chief compliance officer and managing director	1 Oct 2013	Other	5579284
George S Shively	Sr. managing director, general counsel and secretary	1 Oct 2013	Other	5114029
Tara M Mcaleer	Chief compliance officer and managing director	1 Oct 2013	Other	5579284
Anthony Ramsey Malloy	Chief executive officer, chairman of the board and manager	1 Jan 2014	Other	3035428
David Gerald Bedard	Manager and chairman of audit committee	1 Jan 2014	Other	5480913
Thomas John Girard	Manager and senior managing director	1 Jan 2014	Other	2796653
Gail Anne Mcdermott	Manager and senior managing director	1 Jan 2014	Other	4296851
Mark William Talgo	Manager and senior managing director	1 Jan 2014	Other	4779923
John Yong Kim	Manager, chairman of compensation committee, member of audit committee	1 Jan 2014	Other	2010539
James Andrew Capezzuto	Chief compliance officer and managing director	1 Jan 2014	Other	1845909
David G Bedard	Manager and chairman of audit committee	1 Jan 2014	Other	5480913
Barry A Schub	Manager, member of compensation committee and senior vice president	1 Jan 2014	Other	4223404
Christopher Thomas Ashe	Chief financial officer and senior managing director	1 Jan 2014	Other	6095999
Dinesh Nair	Chief financial officer and managing director	1 Jul 2014	Other	4922033
Arthur Harutyun Seter	Manager, memeber of compensation committee and senior vice president	1 Dec 2014	Other	1146685
Tara Mary Mcaleer	Chief compliance officer and managing director	1 Feb 2015	Other	5579284
John Thomas Fleurant	Manager and senior managing director	1 Feb 2015	Other	2683258
Christopher Owsley Blunt	Elected manager, chairman of the board	1 May 2015	Other	1557026
Tara Mary Mcaleer	Chief compliance officer and managing director	1 Dec 2015	Other	5579284
Kevin Glenn Rhodehouse	Chief compliance officer and corporate vice president	1 Jul 2016	Other	2595436
Alpesh Rathod	Chief compliance officer	1 Sep 2017	Other	4940438
Allen Thomas Smith	Managing director/general counsel	1 Mar 2018	Other	3200669
Amaury J Rzad	Manager and senior managing director	1 Jul 2018	Other	1907042
Joel M Steinberg	Manager	1 Apr 2019	Other	4937997

Based in New York

The principal office where Nyl Investors LLC performs its advisory services is located at 51 Madison Avenue, New York, NY 10010, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-576-7000. The normal business hours are 9:00 a.m - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at newyorklife.com/nylinvestors.