Brinson Partners, Inc (Chicago)

Name: Brinson Partners, Inc
Address: 209 S Lasalle Street, Chicago, IL, 60604
Telephone: 312-220-7100

Brinson Partners, Inc is a large advisory firm based in Chicago. It manages $33.01 billion of regulatory assets for 491 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Brinson Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brinson Partners: assets under management

The assets under management (AUM) of Brinson Partners, Inc is $33.01 billion. The firm's AUM has gone down by -30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $31.85 billion in discretionary accounts and $1.17 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $65.8 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $166.44 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brinson Partners, Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Brinson Partners, Inc

Benjamin Franklin Lenhardt has been acting as President since 1 Nov 1999. Jeffrey James Diermeier has served as the Chief Investment Officer since 1 Mar 2000. Brian Marshall Storms joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Barbara Lynne Alger	Chief compliance officer	1 Sep 1989	Other	4346234
Nancy Johnson	Director-operations	1 Feb 1993	Other	4347158
Mark Frederick Kemper	Secretary & legal adviser	1 Sep 1993	Other	4347419
Ubs (Usa) Inc.	Holding company	1 Apr 1995	75% - 100%	13-3506524
Zurich Switzerlerland Ubs Ag	Parent company	1 Jun 1998	75% - 100%	foreign entity
Benjamin Franklin Lenhardt	President	1 Nov 1999	Other	2285642
Nicholas Charles Rassas	Vice president	1 Nov 1999	Other	2245177
Andrew O'reilly	Chief financial officer	1 Jan 2000	Other	4347401
Jeffrey James Diermeier	Chief investment officer	1 Mar 2000	Other	4347134
Robert Peter Wolfangel	Chief financial officer	1 May 2001	Other	2965141
Brian Marshall Storms	Chief operating officer	1 Sep 2001	Other	712047

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Zurich Switzerlerland Ubs Ag	Parent company	1 Apr 1995	75% - 100%	98-0186363

Based in Chicago

The principal office where Brinson Partners, Inc performs its advisory services is located at 209 S Lasalle Street, Chicago, IL 60604, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 312-220-7100 or by fax 312-220-7199. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at www.ubsbrinson.com.