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Altos Financial Management LLC (San Jose)


Altos Financial Management LLC is an adviser based in San Jose. It manages $39.6 million of regulatory assets for 139 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Altos Financial Management provides portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Altos Financial Management: assets under management

The assets under management (AUM) of Altos Financial Management LLC is $39.6 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $39.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $284.91 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Altos Financial Management LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in San Jose

The principal office where Altos Financial Management LLC performs its advisory services is located at 4100 Moorpark Ave, San Jose, CA 95117, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 408-249-7881 or by fax 408-249-8490. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.


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