Oakbrook Financial Group, LLC (Oak Brook)

Name: Oakbrook Financial Group, LLC
Address: 2100 Clearwater Drive, Oak Brook, IL, 60523 1927
Telephone: 630-545-4747

Oakbrook Financial Group, LLC is a large advisory firm based in Oak Brook. It manages $96.38 million of regulatory assets for 491 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arkansas, California, Illinois, and 5 other states.

Oakbrook Financial Group provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Oakbrook Financial Group: assets under management

The assets under management (AUM) of Oakbrook Financial Group, LLC is $96.38 million. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28.18 million in discretionary accounts and $68.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $156.56 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $219.31 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oakbrook Financial Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Oakbrook Financial Group, LLC

Joel George Herter has been acting as President since 1 Sep 1997. Darrell Mason Pepple joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Frederick Bauer	President, treasurer, director	1 Sep 1997	Other	814456
Donald James Figura	Ceo, secretary, director	1 Sep 1997	Other	2826260
Kenneth Edward Masick	Finop, director	1 Sep 1997	Other	2823684
Joel George Herter	Director	1 Sep 1997	Other	2421954
Andrea Rose Christensen	Senior vice president & chief compliance officer	1 Sep 2004	Other	3262805
Llc Wolf Financial Group Holdings	Sole member	1 Dec 2004	75% - 100%	20-1934927
William Albert Chapman	Chief operating officer	1 Oct 2005	Other	3240642
Darrell Mason Pepple	Vice president	1 Sep 2006	Other	1576901

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Wolf & Company Llp	Sole member	1 Dec 2004	75% - 100%	36-2985665

Based in Oak Brook

The principal office where Oakbrook Financial Group, LLC performs its advisory services is located at 2100 Clearwater Drive, Oak Brook, IL 60523 1927, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-545-4747 or by fax 630-574-0668. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.oakbrookfinancialgroup.com.