Finser Investment Advisor (San Antonio)

Finser Investment Advisor is a large advisory firm based in San Antonio. It manages $953.57 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Colorado, Nebraska, and Texas.

Finser Investment Advisor provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Finser Investment Advisor: assets under management

The assets under management (AUM) of Finser Investment Advisor is $953.57 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in government bonds the most. They account for 78% of the total AUM. The second-largest asset type is state and local bonds, which make up 13% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Finser Investment Advisor for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Carla Jane Baker serves?

The only and largest group of clients of Carla Jane Baker is banking or thrift institutions with 9 clients and $953.57 million of assets under management. Among the 7 most similar advisory firms, Finser Investment Advisor has the highest percentage of banking or thrift institutions out of all clients.

The amount of regulatory assets under management is $953.57 million for 9 clients. None of the firm’s clients are foreign persons or businesses.

Finser Investment Advisor doesn't advise any private funds.

Careers at Finser Investment Advisor

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Carla Jane Baker has been acting as President since 1 Dec 2006. Matthew Charles Holmes joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Carla Jane Baker	Director	1 Dec 2006	Other	5277474
Inc. Fred Baker & Associates	Owner	1 Dec 2006	75% - 100%	74-2552640
Frederick Lynn Baker	Chairman	1 Dec 2006	Other	10692
Vincent Edward Myers	Presidentand chief compliance officer	1 Dec 2006	Other	871153
Matthew Charles Holmes	Director	1 Dec 2016	Other	6759428
Vincent Edward Myers	Chairman, president and chief compliance officer	1 Dec 2016	Other	871153

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Frederick Lynn Baker	Chairman	1 Sep 1989	75% - 100%	10692
Estate Of Frederick Lynn Baker	Shareholder	1 Dec 2016	75% - 100%	81-7051024

Based in San Antonio

The principal office where Finser Investment Advisor performs its advisory services is located at 9601 Mcallister Fwy, Suite 301, San Antonio, TX 78216 4633, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 210-224-5492 or by fax 210-224-1720. The normal business hours are 8:00am-5:00pm on Monday - Friday.