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University Capital Strategies Group, LLC (Saint Paul)


University Capital Strategies Group, LLC is a large advisory firm based in Saint Paul. It manages $105 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Minnesota.

University Capital Strategies Group provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

University Capital Strategies Group: assets under management

The assets under management (AUM) of University Capital Strategies Group, LLC is $105 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $105 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay University Capital Strategies Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Patrick Joseph Hess Member 1 Oct 1984 75% - 100% 2602549
Gregory Scott Herrick Member 1 Apr 1997 75% - 100% 2908332
Patrick Joseph Hess Member 1 Apr 1997 75% - 100% 2602549

Based in Saint Paul

The principal office where University Capital Strategies Group, LLC performs its advisory services is located at 408 St. Peter St., Saint Paul, MN 55102, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 651-251-0380 or by fax 651-251-0386. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday.


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