Keeley Asset Management Corp (Chicago)

Name: Keeley Asset Management Corp
Address: 111 W. Jackson Blvd., Suite 810, Chicago, IL, 60604
Telephone: 312-786-5000

Keeley Asset Management Corp is a large advisory firm based in Chicago. It manages $3.17 billion of regulatory assets for 482 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Keeley Asset Management Corp provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Keeley Asset Management Corp: assets under management

The assets under management (AUM) of Keeley Asset Management Corp is $3.17 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 286% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.17 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.57 million each.

Keeley Asset Management Corp has custody of $10.31 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Keeley Asset Management Corp for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Keeley Asset Management Corp

Kevin Matthew Keeley has been acting as President since 1 Jun 2015. Deanna Broggi Marotz joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jr John Lemuel Keeley	President, director	1 Dec 1981	Other	266022
John Lemuel Keeley	President, director, treasurer	1 Dec 1981	75% - 100%	266022
Mary Ann Ferrari	Corporate secretary	1 May 1996	Other	2316515
Emily Suikuen Viehweg	Assistant treasurer	1 May 1996	Other	2802599
Barbara Geary Keeley	Vice president, assistant secretary	1 Oct 1997	Other	1462269
Mark Edward Zahorik	Vice president	1 Aug 2000	Other	1229267
Christopher Luke Keeley	Assistant vice president	1 Aug 2000	Other	2633251
Robert Herman Becker	Senior vice president	1 Jan 2001	Other	2265879
Emily Suikuen Viehweg	Treasurer	1 Mar 2001	Other	2802599
Mark Thomas Keeley	Senior vice president	1 Mar 2004	Other	1191068
Iii John Lemuel Keeley	Senior vice president	1 Mar 2004	Other	1113670
Guy Talarico	Compliance officer	1 Sep 2004	Other	4865564
Robert Michael Kurinsky	General counsel, chief financial officer & corporate secretary	1 Mar 2006	Other	4642292
Kevin Matthew Keeley	Senior vice president	1 Mar 2006	Other	3057425
William Richards Kindig	Vice president	1 Mar 2006	Other	4604431
Brian Patrick Leonard	Vice president	1 Mar 2006	Other	4223435
Brian Rice Keeley	Vice president	1 Mar 2007	Other	2486943
William Terry Long	Vice president	1 Mar 2007	Other	866556
Joley Corp.	Shareholder	1 Sep 2007	75% - 100%	11-3818530
Inc. Keeley Holdings	Shareholder	1 Jul 2008	75% - 100%	26-2719023
Joseph Daniel Mcdermott	Chief compliance officer	1 Mar 2009	Other	4146135
Kevin Matthew Keeley	President	1 Jun 2015	Other	3057425
Deanna Broggi Marotz	Chief compliance officer	1 Sep 2015	Other	1740945
Brien Michael Obrien	Executive chairman	1 Sep 2015	Other	725220

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Barbara Geary Keeley	Trustee	1 Aug 2003	Other	1462269
Jr John Lemuel Keeley	100% owner of voting shares	1 Jul 2007	75% - 100%	266022
Joley Corp.	Shareholder	1 Jul 2008	75% - 100%	11-3818530
Barbara G. Keeley Revocable Trust	100% owner of voting shares	1 Jun 2015	75% - 100%	00-0000000
Ta Kamco Holdings Llc	Shareholder	1 Sep 2015	75% - 100%	47-4742171
T.A.X.L.P	Unit holder	1 Sep 2015	50% - 75%	20-4529991
T.A. Atlantic And Pacific Vi L.P.	Unit holder	1 Sep 2015	25% - 50%	26-1340583
L.P. Ta Associates	Controller of unit holders	1 Sep 2015	75% - 100%	04-3205751
Roger B. Kafker	Director	1 Sep 2015	Other	4426863
Robert Leonard Wagner	Director	1 Sep 2015	Other	2297498

Based in Chicago

The principal office where Keeley Asset Management Corp performs its advisory services is located at 111 W. Jackson Blvd., Suite 810, Chicago, IL 60604, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-786-5000 or by fax 312-786-5002. The normal business hours are 8:00 a.m. to 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at kic-kamco.com.