Hatteras Alternative Mutual Funds, LLC (Raleigh)

Name: Hatteras Alternative Mutual Funds, LLC
Address: 8540 Colonnade Center Drive, Suite 401, Raleigh, NC, 27615
Telephone: 919-846-2324

Hatteras Alternative Mutual Funds, LLC is a large advisory firm based in Raleigh. It manages $2.8 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of North Carolina.

Hatteras Alternative Mutual Funds provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hatteras Alternative Mutual Funds: assets under management

The assets under management (AUM) of Hatteras Alternative Mutual Funds, LLC is $2.8 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 958% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.8 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.4 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Hatteras Alternative Mutual Funds, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hatteras Alternative Mutual Funds, LLC

Lee William Schultheis has been acting as President since 1 Sep 2009. David Brien Perkins joined the executive team most recently as the Ceo/Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lee William Schultheis	President	1 Sep 2009	Other	1369188
Asset Alliance Holding Corp	Member	1 Sep 2009	Other	13-3888903
Andrew Paul Chica	Chief compliance officer	1 Sep 2009	Other	3087253
David Brien Perkins	Ceo	1 Sep 2009	Other	1824251
James Michael Fields	Coo	1 Sep 2009	Other	4164246
Robert Lance Baker	Cfo	1 Sep 2009	Other	5503485
Llc Hatteras Capital Investment Management	Member	1 Sep 2009	50% - 75%	143805
Trust Advisory Group	Member	1 Sep 2009	Other	06-1275296
Asset Alliance (Ny) Management Corp.	Member	1 Sep 2009	Other	26-1167585
David Brien Perkins	Founder/managing member	1 May 2010	Other	1824251
Brian Jacobs	Ceo	1 May 2010	Other	1240138
David Brien Perkins	Ceo/managing member	1 Feb 2012	Other	1824251
Lee William Schultheis	Member	1 Sep 2012	Other	1369188

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mark Richard Tonucci	President	1 Jul 1989	50% - 75%	1826266
Michael Eric Portnoy	Treasurer and secretary	1 Jul 1989	50% - 75%	1826257
David Brien Perkins	Managing member	1 Sep 2007	50% - 75%	1824251
Asset Alliance Corporation	Owner	1 Sep 2009	25% - 50%	13-3888903

Based in Raleigh

The principal office where Hatteras Alternative Mutual Funds, LLC performs its advisory services is located at 8540 Colonnade Center Drive, Suite 401, Raleigh, NC 27615, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-846-2324 or by fax 919-846-3433. The normal business hours are 8:30 - 5:30 on Monday - Friday. You can find more information about the New York firm at www.hatterasmutualfunds.com.