Flood Gamble Associates Inc (New York)

Flood Gamble Associates Inc is a large advisory firm based in New York. It manages $373.5 million of regulatory assets for 215 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Massachusetts, and 3 other states.

Flood Gamble Associates provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Flood Gamble Associates: assets under management

The assets under management (AUM) of Flood Gamble Associates Inc is $373.5 million. The firm's AUM has grown by 62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $363.5 million in discretionary accounts and $10 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.74 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.67 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Flood Gamble Associates Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Flood Gamble Associates Inc

Charles Andrew Flood has been acting as President since 1 Feb 1983. Kristin Gamble joined the executive team most recently as the President, Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Andrew Flood	Chairman	1 Feb 1983	50% - 75%	4383261
Kristin Gamble	President, chief compliance officer	1 Sep 1984	50% - 75%	2464781

Based in New York

The principal office where Flood Gamble Associates Inc performs its advisory services is located at 610 5 Th Ave, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.