Financial Horizons, Inc. (Beverly Hills)
Financial Horizons, Inc. is a large advisory firm based in Beverly Hills. It manages $122.11 million of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
Financial Horizons provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Financial Horizons: assets under management
The assets under management (AUM) of Financial Horizons, Inc. is $122.11 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Investments
The firm invests in non-exchange traded securities the most. They account for 69% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 21% of the firm’s portfolio. Investments in government bonds form 7% of the total invested assets.Fees & Commissions
The advisory firm has a single stream of revenue. Clients pay Financial Horizons, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Financial Horizons serves?
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Financial Horizons is high net worth individuals with 11 clients and $95.17 million of assets under management. Among the 8 most similar advisory firms, Financial Horizons has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $122.11 million for 21 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Financial Horizons doesn't advise any private funds.
Careers at Financial Horizons, Inc.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Direct owners and executive officers
Based in Beverly Hills
The principal office where Financial Horizons, Inc. performs its advisory services is located at 136 El Camino Dr, Beverly Hills, CA 90212 2706 The mailing address of the firm is 4415 Forman Avenue, Toluca Lake, CA 91602 2504. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 818 505-9313. The normal business hours are by appointment on Monday - Friday.
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