440 Investment Group, LLC (Overland Park)

Name: 440 Investment Group, LLC
Address: 5700 W 112 Th St, Overland Park, KS, 66211
Telephone: 913-904-5700

440 Investment Group, LLC is a large advisory firm based in Overland Park. It manages $156.57 million of regulatory assets for 158 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Illinois, Kansas, and 6 other states.

440 Investment Group provides portfolio management for individuals and small businesses and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

440 Investment Group: assets under management

The assets under management (AUM) of 440 Investment Group, LLC is $156.57 million. The firm's AUM has grown by 179% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $106.57 million in discretionary accounts and $50 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $678.8 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $50 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 440 Investment Group, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at 440 Investment Group, LLC

David Walter Schulz has been acting as President since 1 Feb 2015. Anne Jenelle Pleviak Dorian joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Theodore Charles Conrad	Portfolio manager	1 Sep 2008	25% - 50%	5453907
Gary Paul Henson	President	1 Sep 2008	Other	2130871
Martin Christopher Bicknell	Chief executive officer	1 Sep 2008	Other	2007121
Theodore Thomas Conrad	Portfolio manager	1 Sep 2008	25% - 50%	5453907
Llc Montage Investments	Managing member	1 Jan 2010	75% - 100%	152607
Llc Montage Asset Management	Managing member	1 Jan 2010	50% - 75%	152607
Braden Martin Perry	Chief compliance officer	1 Oct 2010	Other	5782256
Cheryl Renee Vohland	Chief compliance officer	1 Aug 2011	Other	4906804
Brett Christopher Kunshek	Member	1 Feb 2015	Other	4982231
David Walter Schulz	President	1 Feb 2015	Other	2435219
Llc Ddtj Holdings	Member	1 Feb 2015	25% - 50%	47-3275765
Jason Dominic Weiner	Member	1 Feb 2015	Other	2442543
Anne Jenelle Pleviak Dorian	Chief compliance officer	1 Mar 2015	Other	5736231
Anne Jenelle Dorian	Chief compliance officer	1 Mar 2015	Other	5736231
Anne Jenelle Pleviak	Chief compliance officer	1 Mar 2015	Other	5736231

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Martin Christopher Bicknell	Elected manager	1 Jul 2007	Other	2007121
Llc Bicknell Family Holding Company	Manager	1 Apr 2008	75% - 100%	26-0534255
Llc Bicknell Family Holding Company	Managing member	1 Jun 2009	Other	26-0534255
Bicknell Family Management Company Trust	Managing member	1 Jun 2009	Other	20-7480290
Martin Christopher Bicknell	Trustee	1 Jun 2009	Other	2007121
William Allen Freeman	Trustee	1 Jun 2009	Other	5682255
Llc Mariner Holdings	Managing member	1 Jan 2010	75% - 100%	26-2766689
David James Abitz	Trustee	1 Oct 2014	Other	2650834
David Walter Schulz	Managing member	1 Jan 2015	25% - 50%	2435219
2014 David And Sheila Abitz Revocable Trust Dated October 11	Member	1 Jan 2015	25% - 50%	xxx-xx-xxxx

Based in Overland Park

The principal office where 440 Investment Group, LLC performs its advisory services is located at 5700 W 112 Th St, Overland Park, KS 66211, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-904-5700 or by fax 913-904-5701. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at 440ig.com.