David A. Noyes & Company (Chicago)

Name: David A. Noyes & Company
Address: 209 S. Lasalle Street, Chicago, IL, 60604 1203
Telephone: 312-782-0400

David A. Noyes & Company is a large advisory firm based in Chicago. It manages $500.56 million of regulatory assets for 1,606 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Colorado, and 27 other states.

David A. Noyes & Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

David A. Noyes & Company: assets under management

The assets under management (AUM) of David A. Noyes & Company is $500.56 million. The firm's AUM has grown by 1276% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $279.8 million in discretionary accounts and $220.76 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $257.64 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $424.55 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay David A. Noyes & Company for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at David A. Noyes & Company

Thomas Allen Bono has been acting as President since 1 Oct 1986. Llc Noyes Group joined the executive team most recently as the Sole Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lowry Hinch Bayley	Chairman of the board	1 Mar 1978	Other	15409
Richard Irwin Lazer	Vp/director	1 Mar 1978	Other	304462
Paul Edward Jr Murin	President/director /srop	1 Mar 1978	25% - 50%	343010
Frank Mount Bayley	Shareholder	1 Mar 1978	Other	1367768
John George Bouckaert	Vp/director/treasurer	1 Nov 1978	Other	26830
Thomas Allen Bono	Vp/director	1 Oct 1986	Other	847285
Arthur Farrell Harmon	Chief financial officer	1 Feb 1989	Other	1558889
Robert Lynn Cram	Vp/director/gen.counsel/chief compliance officer	1 Feb 1992	Other	864333
John Carre Reed	Vp/director	1 Feb 1992	Other	702344
Michael David Vick	Vice-chairman	1 Apr 1997	Other	454557
Anthony Michael Quirini	Director	1 Jun 2001	Other	369593
Russell Warren Bauman	Director / crop	1 Mar 2003	Other	15099
Andrew Janusz Wykretowicz	Chief compliance officer	1 Nov 2007	Other	2839006
Andrew J. Wykretowicz	Chief compliance officer	1 Nov 2007	Other	2839006
Mario Giulio Bernardi	Chief operating officer / crop/ srop	1 Aug 2008	Other	1542163
Mark William Damer	Director	1 Mar 2011	Other	1787015
James Walter Guthrie	President	1 Aug 2011	Other	4332527
Timothy George Major	Chief financial officer	1 Jun 2012	Other	1087396
2012 The Frank M. Bayley Dynasty Trust U/A Dated October 11	Shareholder	1 Nov 2012	25% - 50%	46-6368707
Denise H Holder	Director	1 Mar 2013	Other	2314602
Roger Craig Smithberg	Director	1 Mar 2013	Other	2035554
Scott Thomas Wolfrum	Shareholder	1 Jul 2013	Other	2187550
Mark William Damer	President	1 Nov 2013	Other	1787015
Dominic Conenna	Chief financial officer	1 Jun 2014	Other	4893795
Matthew Mark Reynolds	Chief compliance officer, chief operating officer	1 Aug 2014	Other	4077413
Llc Noyes Group	Sole shareholder	1 Jan 2015	75% - 100%	47-2336833

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mark F Bayley	Trustee	1 Nov 2012	50% - 75%	xxx-xx-xxxx
Cheryl A Bayley Young	Trustee	1 Nov 2012	50% - 75%	xxx-xx-xxxx
2012 The Frank M. Bayley Dynasty Trust U/A Dated October 11	Director	1 Jan 2015	25% - 50%	46-6368707

Based in Chicago

The principal office where David A. Noyes & Company performs its advisory services is located at 209 S. Lasalle Street, Chicago, IL 60604 1203, which is also the mailing address of the firm. An additional office of the firm is in Indianapolis, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-782-0400 or by fax 312-782-4147. The normal business hours are 8 - 5 on Monday - Friday. You can find more information about the New York firm at www.danoyes.com.