Douglas Noyes & Co Inc (New York)

Douglas Noyes & Co Inc is a large advisory firm based in New York. It manages $161.93 million of regulatory assets for 123 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Kansas, Massachusetts, and 3 other states.

Douglas Noyes & provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Douglas Noyes &: assets under management

The assets under management (AUM) of Douglas Noyes & Co Inc is $161.93 million. The firm's AUM has gone down by -18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $155.49 million in discretionary accounts and $6.44 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.36 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $715.01 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Douglas Noyes & Co Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Douglas Noyes & Co Inc

James Alexander Douglas has been acting as President since 1 Jan 1982. Joshua Woolston Fenton joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Alexander Douglas	President/director	1 Jan 1982	25% - 50%	816680
Jansen Noyes	Chairman/director	1 Jan 1982	25% - 50%	603126
David Russell Shailer	Executive vice president	1 Jan 1982	Other	419675
Joshua Woolston Fenton	Shareholder	1 Aug 1997	Other	2221366

Based in New York

The principal office where Douglas Noyes & Co Inc performs its advisory services is located at 50 Broad St., New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.