Nicholas Edwards Investments K.K. (Tokyo)

Nicholas Edwards Investments K.K. is a large advisory firm based in Tokyo. It manages $190.51 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Connecticut.

Nicholas Edwards Investments K.K provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nicholas Edwards Investments K.K: assets under management

The assets under management (AUM) of Nicholas Edwards Investments K.K. is $190.51 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $190.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $95.26 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nicholas Edwards Investments K.K. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nicholas Edwards Investments K.K.

Tomoko Edwards has been acting as President since 1 Aug 2005. Kiyoharu Inoue joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paul Nicholas Edwards	Representative director	1 Jul 2002	75% - 100%	1943995
Yasuko Honda	Chief compliance officer	1 Oct 2002	Other	5067347
Naoya Takahashi	Representative director	1 Jul 2005	Other	5067342
Tomoko Edwards	Director	1 Aug 2005	Other	5067031
Paul Nicholas Edwards	Retired	1 Nov 2006	75% - 100%	1943995
Tomoko Edwards	Auditor	1 Feb 2007	Other	5067031
Kiyoharu Inoue	Chief compliance officer	1 Nov 2007	Other	5067347

Based in Tokyo

The principal office where Nicholas Edwards Investments K.K. performs its advisory services is located at Halifax Onarimon Building, 3 24 10,, Tokyo, 105 0003, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.