The Prudential Savings Bank, F.S.B. (Hartford)

Name: The Prudential Savings Bank, F.S.B.
Address: One Commercial Plaza, Hartford, CT, 06103
Telephone: 800-778-2265

The Prudential Savings Bank, F.S.B. is a large advisory firm based in Hartford. It manages $395.67 million of regulatory assets for 543 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Georgia, New York, and Utah.

The Prudential Savings Bank, F.S.B provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Prudential Savings Bank, F.S.B: assets under management

The assets under management (AUM) of The Prudential Savings Bank, F.S.B. is $395.67 million. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $391.34 million in discretionary accounts and $4.33 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $724.71 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.44 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Prudential Savings Bank, F.S.B. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Prudential Savings Bank, F.S.B.

William J. Marsh has been acting as President since 1 Apr 1998. John Yong Kim joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael C. Hardy	Director, cfo, sr. vp	1 Jun 1993	Other	4380200
Michael Charles Hardy	Director, cfo, sr. vp	1 Jun 1993	Other	4380200
Benet E. Long	Director, chief compliance officer, sr.vp	1 Jan 1994	Other	4380202
Benet Edward Long	Director, chief compliance officer, sr.vp	1 Jan 1994	Other	4380202
William J. Marsh	Director	1 Apr 1998	Other	4380212
Timothy Allen Burdick	Sr. vp	1 Aug 1998	Other	1993920
John Frank Green	Director, sr. vp	1 Oct 1998	Other	4380216
Torsten Gerwien	Director, sr. vp	1 Nov 1998	Other	4380214
The Prudential Insurance Company Of America	Owner	1 Dec 1999	75% - 100%	680
Tracy D. Keegan	Controller, sr. vp	1 Mar 2000	Other	4380225
Tracy Duncan Keegan	Director, controller, sr. vp	1 Mar 2000	Other	4380225
Walton C. Jennette	Chief trust officer, sr. vp	1 Jun 2000	Other	4380220
Stanley H. Pollock	Chief legal officer, sr. vp	1 Dec 2000	Other	4380179
Stanley Howard Pollock	Functions as chief legal officer, sr. vp	1 Dec 2000	Other	4380179
Thomas M Farley	Ceo, chairman, president	1 Jan 2001	Other	1495491
Lucille H. Mauge	Director, coo, executive vp	1 Jan 2001	Other	4380192
Kingsley I. Oghogho	Director & sr. vice president	1 Jan 2001	Other	4513245
Thomas Martin Farley	Ceo, chairman, president	1 Jan 2001	Other	1495491
Lucille Hardison Mauge	Director, coo, executive vp	1 Jan 2001	Other	4380192
Kingsley Oghene Oghogho	Director & sr. vice president	1 Jan 2001	Other	4513245
Richard Barney Vivona	Chief trust investment officer, sr. vp	1 Apr 2001	Other	1240619
Inc. Prudential Ibh Holdco	Owner	1 Dec 2001	75% - 100%	22-3804354
Richard Lee Maxwell	Sr.vp, chief trust officer	1 Jul 2002	Other	2916751
John Yong Kim	Director	1 Apr 2004	Other	2010539
Victor Edward Saliterman	Director, president & cfo	1 Apr 2004	Other	4483911
Scott Garrett Sleyster	Director	1 Apr 2004	Other	3237223
William Vincent Healey	Functions as chief legal officer	1 Apr 2004	Other	1551214
Medina Katura Jett	Chief compliance officer	1 Apr 2004	Other	4790252
John Reeve Dunn	Director	1 Apr 2004	Other	4795943
Nicholas Salvatore Perna	Director	1 Apr 2004	Other	4795946

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Prudential Financial	Ultimate parent	1 Dec 2001	75% - 100%	22-3703799

Based in Hartford

The principal office where The Prudential Savings Bank, F.S.B. performs its advisory services is located at One Commercial Plaza, Hartford, CT 06103, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-778-2265 or by fax 770-604-7085. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.prudential.com.