Carval Investors, LLC is a large advisory firm based in Hopkins. It manages $15.83 billion of regulatory assets for 46 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Minnesota.
Carval Investors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Carval Investors, LLC is $15.83 billion. The firm's AUM has grown by 66% since the beginning of its operation, and $4.25 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Carval Investors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Paul Damian Conway is pooled investment vehicles with 43 clients and $15.6 billion of assets under management. Among the 9 most similar advisory firms, Carval Investors has the 4th highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $15.6 billion for 43 clients. 16% of the firm’s clients are foreign persons or businesses.
Carval Investors also advises several private funds. Namely, thirty nine hedge funds, two real estate funds, and three securitized asset funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $10,000,000.
The company employs 167 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Paul Damian Conway has been acting as President since 1 Aug 2009. Carval Clo Management Llc (Owner Relying Adviser) joined the executive team most recently as the Shareholder.
The principal office where Carval Investors, LLC performs its advisory services is located at 9320 Excelsior Boulevard, Hopkins, MN 55343, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 952-444-4780. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at carvalinvestors.com/ and its LinkedIn profile.