Julius Baer Investment Management Inc (New York)

Julius Baer Investment Management Inc is a large advisory firm based in New York. It manages $15.72 billion of regulatory assets for 86 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Illinois, and 4 other states.

Julius Baer Investment Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Julius Baer Investment Management: assets under management

The assets under management (AUM) of Julius Baer Investment Management Inc is $15.72 billion. The firm's AUM has grown by 199% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.19 billion in discretionary accounts and $1.53 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $166.95 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.53 billion.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Julius Baer Investment Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Julius Baer Investment Management Inc

Alessandro Eugenio Fusina has been acting as President since 1 Nov 1994. Veit Otto Schuhen joined the executive team most recently as the Chairman.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Josef Widmer	Director	1 Feb 1983	Other	4344665
Julius Baer Securities Inc.	Stock holder	1 Apr 1983	75% - 100%	1141
Jay Alan Dirnberger	Vice-chairman	1 May 1984	Other	849396
Richard Howard	Dir. research	1 Sep 1989	Other	4344653
Jonathan Charles Minter	Vice chairman	1 Sep 1989	Other	4344672
Edward Craig Dove	Chief inv. officer	1 Nov 1992	Other	4344661
Alessandro Eugenio Fusina	Director	1 Nov 1994	Other	2753179
Glen Frederick Wisher	Fix.inc.portfolio manager	1 Jun 1995	Other	3162298
Tim Haywood	Sr. fix. income portfolio mgr.	1 Jan 1998	Other	4344673
Leo Thomas Schrutt	Chairman	1 Nov 1998	Other	4344668
Richard C Pell	Senior vice president	1 Jul 2000	Other	1917396
Rudolph Riad Younes	Equity portfolio manager	1 Jul 2000	Other	4219940
Edward Archer Clapp	First vice president	1 Aug 2000	Other	1137040
Francoise Mireille Birnholz	Svp/corp sec/gen.counsel	1 Aug 2000	Other	2587020
Michael James Byl	First vice president	1 Jan 2001	Other	1204677
Bernard Spilko	Director	1 Feb 2001	Other	432161
Stuart Adam	Director	1 Feb 2001	Other	4354872
Donald Eamonn Quigley	Vice president	1 Feb 2001	Other	4465475
Lowell Robert Serhus	First vice president	1 May 2001	Other	2748747
Glen Frederick Wisher	Head of iam & senior vice president	1 Oct 2001	Other	3162298
Brett Joseph Gallagher	First vice president	1 Dec 2001	Other	4323647
Christian Henry Yates	General manager-london	1 Mar 2002	Other	2061176
Denise Lauren Downey	First vice president	1 Mar 2002	Other	2632616
Gregory Lorton Hopper	First vive president	1 Jun 2002	Other	1447828
Hendricus Francisco Bocxe	Vice president	1 Aug 2002	Other	2759565
Michael Kevin Quain	First vive president	1 Aug 2002	Other	1834063
Veit Otto Schuhen	Chairman	1 Dec 2002	Other	4632818

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Baer Family & Senior Management	Indirect stock holder	1 Feb 1983	50% - 75%	foreign
Julius Baer Holding Ltd.	Indirect stock holder	1 Feb 1983	75% - 100%	foreign

Based in New York

The principal office where Julius Baer Investment Management Inc performs its advisory services is located at 330 Madison Ave, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-297-3850 or by fax 212-297-3856. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.